The web-scale of pretraining data has created an important evaluation challenge: to disentangle linguistic competence on cases well-represented in pretraining data from generalization to out-of-domain language, specifically the dynamic, real-world instances less common in pretraining data. To this end, we construct a diagnostic evaluation to systematically assess natural language understanding in LLMs by leveraging Construction Grammar (CxG). CxG provides a psycholinguistically grounded framework for testing generalization, as it explicitly links syntactic forms to abstract, non-lexical meanings. Our novel inference evaluation dataset consists of English phrasal constructions, for which speakers are known to be able to abstract over commonplace instantiations in order to understand and produce creative instantiations. Our evaluation dataset uses CxG to evaluate two central questions: first, if models can 'understand' the semantics of sentences for instances that are likely to appear in pretraining data less often, but are intuitive and easy for people to understand. Second, if LLMs can deploy the appropriate constructional semantics given constructions that are syntactically identical but with divergent meanings. Our results demonstrate that state-of-the-art models, including GPT-o1, exhibit a performance drop of over 40% on our second task, revealing a failure to generalize over syntactically identical forms to arrive at distinct constructional meanings in the way humans do. We make our novel dataset and associated experimental data, including prompts and model responses, publicly available.
翻译:网络规模的预训练数据带来了重要的评估挑战:如何区分模型在处理预训练数据中充分覆盖的案例时的语言能力,与对域外语言(尤其是预训练数据中罕见的动态、真实世界实例)的泛化能力。为此,我们构建了一项诊断性评估,利用构式语法(CxG)系统性地考察大语言模型(LLM)的自然语言理解能力。CxG 提供了基于心理语言学的泛化测试框架,因为它明确将句法形式与非词汇的抽象意义联系起来。我们提出的新颖推理评估数据集包含英语短语构式——该类构式已知能支持说话者超越常见实例进行抽象,从而理解并产生创造性表达。评估数据集借助 CxG 探讨两个核心问题:其一,模型能否理解那些在预训练数据中可能较少出现、但人类直觉上易于理解的句子的语义;其二,LLM 能否在句法形式相同但语义不同的构式上,正确部署相应的构式语义。结果表明,包括 GPT-o1 在内的最先进模型在第二个任务上性能下降超过 40%,暴露出其无法像人类那样从句法相同的形式中泛化出不同的构式语义。我们公开提供了这一新数据集及相关实验数据(包括提示词和模型响应)。