Despite large progress in Explainable and Safe AI, practitioners suffer from a lack of regulation and standards for AI safety. In this work we merge recent regulation efforts by the European Union and first proposals for AI guidelines with recent trends in research: data and model cards. We propose the use of standardized cards to document AI applications throughout the development process. Our main contribution is the introduction of use-case and operation cards, along with updates for data and model cards to cope with regulatory requirements. We reference both recent research as well as the source of the regulation in our cards and provide references to additional support material and toolboxes whenever possible. The goal is to design cards that help practitioners develop safe AI systems throughout the development process, while enabling efficient third-party auditing of AI applications, being easy to understand, and building trust in the system. Our work incorporates insights from interviews with certification experts as well as developers and individuals working with the developed AI applications.
翻译:尽管可解释与安全AI取得了长足进展,实践者仍面临AI安全法规与标准的缺失。本研究将欧盟近期监管举措与AI指南的初步提案同最新研究趋势(数据卡与模型卡)相结合,提出在开发全过程使用标准化卡片记录AI应用。主要贡献在于引入用例卡与操作卡,并更新数据卡与模型卡以应对监管要求。卡片中既引用最新研究成果与法规来源,又尽可能提供辅助材料与工具包的参考。目标是设计出能贯穿开发流程协助实践者构建安全AI系统、支持高效第三方审计、便于理解且增强系统信任度的卡片。本研究吸纳了对认证专家、开发者及AI应用从业者的访谈见解。